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Outline

The Texas 5913 form is a crucial tool for reporting suspected provider fraud within the state's aging and disability services system. This form is specifically designed for use by the Department of Aging and Disability Services (DADS) and serves as a referral mechanism for the Consumer Rights and Services (CRS) division. It collects essential information regarding the suspected fraudulent activity, including details about the provider, the nature of the fraud, and any witnesses who may have relevant information. The form prompts the submitter to provide contact information for both the DADS staff member submitting the referral and any witnesses, ensuring a comprehensive approach to addressing potential fraud. Additionally, it requires specifics about the provider, such as their legal entity name, license numbers, and the type of services offered. The form also includes sections to document the type of suspected fraudulent activity, whether law enforcement has been notified, and any prior technical assistance the provider may have received regarding billing practices. By gathering this information, the Texas 5913 form plays a vital role in maintaining the integrity of services provided to vulnerable populations in the state.

Sample - Texas 5913 Form

Texas Department of Aging

Form 5913

and Disability Services

August 2012-E

DADS Suspected Provider Fraud Referral

For Consumer Rights and Services (CRS) Use Only

Date Fraud Referral Received by CRS

Date Fraud Referral Sent to HHSC OIG

Fraud Referral Log Data Entry Completed By

CRS Fraud Referral Log No.

OIG Fraud Referral No.

Contact Information for DADS Staff Submitting Referral

Name of Staff

 

 

 

 

 

 

 

 

 

 

Title or Position

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

DADS Area

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

State Office

Region No.

 

 

 

 

A&I

RS

 

CFO

 

COS

 

SSLC

Other (specify)

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

DADS Office Street Address

 

 

 

 

 

 

 

 

Mail Code

 

 

City

 

 

 

 

State

ZIP Code

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Area Code and Telephone No.

 

Ext.

 

 

Email Address

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Contact Information for Witness With Information About Suspected Fraudulent Activity

N/A

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Individual's Name

 

 

 

 

 

 

 

 

 

 

Area Code and Telephone No.

 

 

 

Relationship to Provider

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Physical Address (Street, City, State, ZIP Code)

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Individual's Name

 

 

 

 

 

 

 

 

 

 

Area Code and Telephone No.

 

 

 

Relationship to Provider

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Physical Address (Street, City, State, ZIP Code)

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Law Enforcement Agency Notified?

Yes

No

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Name of Law Enforcement Agency

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Date Notified

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Name of Individual Contacted

 

 

 

 

 

 

 

 

 

 

Title or Position

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Area Code and Telephone No.

 

Ext.

 

 

Email Address

 

 

 

 

 

 

 

 

 

 

Case No.

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Other Entity Notified? (i.e., Insurance Co., Bank, Subcontrator, etc.)

Yes

No

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Name of Entity

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Date Notified

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Name of Individual Contacted

 

 

 

 

 

 

 

 

 

 

Title or Position

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Area Code and Telephone No.

 

Ext.

 

 

Email Address

 

 

 

 

 

 

 

 

 

 

Case No.

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Provider Information

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Name of Legal Entity (Owner)

 

 

 

 

 

 

 

 

 

 

Doing Business As (d.b.a.), if applicable

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Comp. Texas ID No. (TIN)

Contract No.

 

License No.

 

License Type

 

Facility ID No.

 

 

 

Provider Identifier No. (NPI/API)

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Physical Address (Street, City, State, ZIP Code)

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Area Code and Telephone No.

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Business Mailing Address (P.O. Box or Street, City, State, ZIP Code)

 

 

 

 

 

 

Same as provider's physical address

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Physical Address Where Suspected Fraudulent Activity Occurred (Street, City, State, ZIP Code)

 

 

Same as provider's physical address

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Form 5913

Page 2 / 08-2012-E

Type of Provider

1

Adult Foster Care

15

Hospice

2

Area Agencies on Aging

16

Intermediate Care Facilities

3

Assisted Living/Residential Care

17

Medically Dependent Children Program

4

CCAD Residential Care

18

Medicaid Administrative Claiming

5

CLASS (CMA, DSA, SFS)

19

ID Service Coordination

6

Client Managed Personal Attendant Services

20

Nursing Facilities

7

Consumer Directed Services

21

Out-of-Home Respite

8

Day Activity and Health Services

22

Performance Contract (with Local Authorities)

9

Deaf Blind with Multiple Disabilities

23

PHC/FC/CAS

10 Emergency Response Services

24 PACE

11

Guardianship

25

Relocation Assistance Services

12 Home and Community-based Services

26 SSPD/SSPD-SAC

13 HCSSA

27 Texas Home Living

14

Home-Delivered Meals

28

Transition Assistance Services

 

 

 

 

Type of Suspected Fraudulent Activity

1 Billing Irregularities If Other, specify

2 Falsification/Alteration of Records

3 Trust Fund Irregularities

4 Other

Date or Date Range of Suspected Fraudulent Activity

Type of Review

Administrative Review

Investigation On Site

HCS/TxHml Certification Review

Trust Fund Monitoring

Billing and Payment

Investigation Desk Review

HCS/TxHml Follow-up Review

Other

Formal Monitoring

Follow-up Investigation On Site

HCS/TxHml Intermittent Review

 

Follow-up Monitoring

Follow-up Investigation Desk Review

Regulatory Services Survey

 

 

 

 

 

Review Information

Review Period

Total Sample Size

Total Individuals Served

 

 

 

Was suspected fraudulent activity noted outside the sample or review period?

Yes

No

Unknown

Was corrected action or recoupment requested as a result of this review?

Yes

No

 

 

Corrective Action

Recoupment

Other (specify)

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Amount due DADS as a result of this review

 

 

How much of this amount is suspected to be fraudulent?

 

 

 

 

 

 

 

 

 

Other Information (as of date of referral)

Has the provider received technical assistance on billing during the past two years?

Date(s) technical assistance was provided:

Yes

No

Unknown

For HCSSA, Adult Day Care and Assisted Living licensed providers only, use the links below to enter the number of level B citations issued for the license associated with this contract.

http://dadsview.dads.state.tx.us/coo/contract/hcssadirectory.html or http://dadsview.dads.state.tx.us/coo/contract/adcalfdirectory.html

Number of Level B Citations:

OIG/OAG Investigator Only

For more information about skilled nursing facilities ratings score, go to the DADS Long Term Care Quality Reporting System (QRS) website at: http://facilityquality.dads.state.tx.us/qrs/public/qrs.do?page=geoArea&serviceType=nh&lang=en&mode=P&dataSet=1&ctx=807802

Regulatory Services Only

Compliance Review ID No.

Exit Date

Form 5913

Page 3 / 08-2012-E

Regulatory Services Only

Provide a detailed description of the suspected fraudulent activity.

Access to Care

If the provider's payments are suspended as a result of this referral and the provider must cease operations or significantly curtail services, would access to care be jeopardized for displaced individuals?

If yes, provide a detailed explanation below.

Yes

Form 5913

Page 4 / 08-2012-E

No Unknown

Suspension of Payments

Are you aware of any reason why the provider's payments should not be suspended or suspended only in part?

If yes, provide a detailed explanation below.

Yes

No

Regional and state office management: After reviewing the referral form, email form to [email protected].

OIG/OAG investigator: Contact COS at [email protected] if additional contract information is needed.

Form Information

Fact Name Details
Form Purpose This form is used to report suspected provider fraud within the Texas Department of Aging and Disability Services.
Governing Law The form operates under Texas Health and Safety Code, Chapter 32.
Submission Date The form requires the date when the fraud referral is received by Consumer Rights and Services (CRS).
Contact Information It collects detailed contact information for both the DADS staff and any witnesses related to the suspected fraud.
Fraud Categories Fraudulent activities may include billing irregularities, record falsification, and trust fund irregularities.
Law Enforcement Notification The form asks whether law enforcement has been notified about the suspected fraud.
Provider Information Details about the provider, including legal entity name and license information, must be provided.
Review Types Various review types are listed, including administrative reviews and on-site investigations.
Corrective Action The form inquires if corrective actions or recoupments were requested as a result of the review.
Access to Care The form assesses whether suspending payments would jeopardize access to care for individuals.

Detailed Guide for Filling Out Texas 5913

Filling out the Texas 5913 form requires careful attention to detail. This form is essential for reporting suspected provider fraud, and completing it accurately is crucial for ensuring that the appropriate actions are taken. Below are the steps to guide you through the process of filling out the form.

  1. Begin by entering the Date Fraud Referral Received by CRS and Date Fraud Referral Sent to HHSC OIG at the top of the form.
  2. Fill in the Fraud Referral Log Data Entry Completed By section, including the Fraud Referral Log No. and OIG Fraud Referral No..
  3. Provide your contact information in the Contact Information for DADS Staff Submitting Referral section. Include your name, title or position, DADS area, state office region number, and relevant address and telephone details.
  4. If there are witnesses with information about the suspected fraud, fill in their details under the Contact Information for Witness With Information About Suspected Fraudulent Activity section. Include names, relationships to the provider, and contact information for each witness.
  5. Indicate whether a Law Enforcement Agency has been notified. If yes, provide the agency name, date notified, and contact details of the individual contacted.
  6. Next, answer if any Other Entity has been notified, such as an insurance company or subcontractor. Provide the necessary details if applicable.
  7. In the Provider Information section, fill in the name of the legal entity, doing business as (if applicable), Texas ID No. (TIN), contract number, license number, license type, facility ID number, provider identifier number (NPI/API), and addresses.
  8. Select the Type of Provider from the provided list that best describes the entity involved.
  9. Identify the Type of Suspected Fraudulent Activity from the options given. If you select "Other," specify the type of fraud.
  10. Document the Date or Date Range of Suspected Fraudulent Activity.
  11. Choose the type of Review that has been conducted regarding the suspected fraudulent activity.
  12. Indicate the Total Sample Size and Total Individuals Served during the review period.
  13. Answer the questions regarding whether suspected fraudulent activity was noted outside the sample or review period, and if corrective action or recoupment was requested.
  14. Provide any additional information regarding technical assistance received by the provider in the past two years.
  15. For regulatory services, include a detailed description of the suspected fraudulent activity in the designated section.
  16. Address the questions about access to care and the suspension of payments, providing detailed explanations as necessary.
  17. Finally, ensure that the form is reviewed and then emailed to the appropriate address as indicated in the instructions.

Obtain Answers on Texas 5913

  1. What is the purpose of the Texas 5913 form?

    The Texas 5913 form is used to report suspected provider fraud within the Texas Department of Aging and Disability Services (DADS). This form allows individuals to submit detailed information regarding potential fraudulent activities related to various health and community services. It serves as a tool for ensuring accountability and protecting consumer rights.

  2. Who can submit a Texas 5913 form?

    Any individual who has information about suspected fraud can submit the Texas 5913 form. This includes DADS staff, providers, and even consumers or their representatives. Witnesses with relevant information about the suspected fraudulent activity can also be included in the referral. It is important that the form is filled out accurately to facilitate an effective review.

  3. What information is required on the Texas 5913 form?

    The form requires several key pieces of information. This includes:

    • Contact information for the person submitting the referral.
    • Details about the provider suspected of fraud, including their name, address, and license information.
    • A description of the suspected fraudulent activity, including any relevant dates or timeframes.
    • Information about any witnesses who can provide additional details.
    • Any prior technical assistance the provider may have received related to billing.

    Providing comprehensive information helps ensure that the referral is properly assessed and addressed.

  4. What happens after a Texas 5913 form is submitted?

    Once the Texas 5913 form is submitted, it is reviewed by the Consumer Rights and Services (CRS) team. They will assess the information provided and determine whether further investigation is necessary. If the referral indicates a potential fraud case, it may be forwarded to the Health and Human Services Commission (HHSC) Office of Inspector General (OIG) for further action. Depending on the findings, actions may include administrative reviews or investigations into the suspected activities.

Common mistakes

Filling out the Texas 5913 form can be a daunting task, especially given its importance in reporting suspected provider fraud. Many individuals make common mistakes that can delay the process or lead to misunderstandings. Here are ten mistakes to avoid when completing this critical form.

One frequent error is neglecting to provide complete contact information. It's essential to fill in all sections related to the contact details of both the person submitting the referral and any witnesses. Missing phone numbers or email addresses can hinder follow-up communication, making it difficult for the Department of Aging and Disability Services (DADS) to investigate the claim.

Another mistake is failing to specify the type of suspected fraudulent activity. The form includes several options, and selecting "Other" without providing details can lead to confusion. Clearly identifying the nature of the suspected fraud helps streamline the investigation process.

Some people mistakenly skip the section that asks about prior technical assistance received by the provider. This information is crucial as it can indicate whether the provider has been previously warned about billing practices. Omitting this detail can result in an incomplete assessment of the situation.

Additionally, many individuals do not provide a detailed description of the suspected fraudulent activity. This section allows the submitter to explain the context and specifics of the fraud. A vague description may lead to questions and delays in processing the referral.

Another common oversight is inaccurate or incomplete information regarding the provider. This includes the legal entity name, physical address, and relevant identification numbers. Providing incorrect details can complicate the investigation and lead to unnecessary back-and-forth communication.

People often forget to indicate whether law enforcement or other entities have been notified. This information is vital for DADS to understand the broader context of the referral and to coordinate efforts with law enforcement if necessary.

Some submitters neglect to specify the date or date range of the suspected fraudulent activity. This detail is essential for determining the timeline of the events in question. Without it, investigators may struggle to gather relevant evidence.

Another mistake involves not indicating if suspected fraudulent activity was noted outside the sample or review period. This can lead to significant gaps in the investigation, as understanding the full scope of the issue is crucial for addressing it effectively.

In some cases, individuals do not answer the questions about whether corrective action or recoupment was requested. This information can provide insight into how the situation has been managed thus far, and omitting it can leave investigators with an incomplete picture.

Finally, many people overlook the importance of reviewing the entire form before submission. A quick glance may not catch all errors or omissions. Taking the time to carefully review the completed form can prevent delays and ensure that the referral is processed smoothly.

By being aware of these common mistakes, individuals can improve their chances of successfully submitting the Texas 5913 form. Attention to detail is key in ensuring that suspected fraud is reported accurately and effectively.

Documents used along the form

The Texas 5913 form is a critical document used for reporting suspected provider fraud within the Texas Department of Aging and Disability Services. However, several other forms and documents may accompany this form during the fraud referral process. Each of these documents serves a specific purpose and helps ensure a thorough investigation and resolution of the reported issues.

  • Texas 5914 Form: This form is used to report suspected abuse, neglect, or exploitation of individuals receiving services. It provides details about the alleged incidents and the individuals involved.
  • Texas 5915 Form: This form is utilized for reporting complaints against providers regarding service quality or compliance with regulations. It includes information about the provider and the nature of the complaint.
  • Incident Report: An incident report documents specific events or occurrences that may indicate fraud or misconduct. This report can include witness statements and descriptions of the incident.
  • Provider Contract: The provider contract outlines the terms and conditions under which services are provided. It is essential for determining compliance with legal and regulatory obligations.
  • Billing Records: These records provide detailed information about claims submitted by the provider. They are crucial for identifying billing irregularities or discrepancies.
  • Audit Reports: Audit reports assess a provider's financial practices and compliance with regulations. They can reveal patterns of fraud or mismanagement.
  • Witness Statements: Statements from individuals who have observed or have knowledge of the suspected fraudulent activity can be vital for corroborating claims and providing additional context.
  • Law Enforcement Reports: If law enforcement has been involved, their reports may provide insights into any criminal investigations related to the suspected fraud.
  • Compliance Review Documentation: This documentation includes records of previous compliance reviews conducted on the provider, which can indicate a history of issues or violations.
  • Corrective Action Plans: If prior issues have been identified, corrective action plans outline the steps a provider has agreed to take to rectify those issues and prevent future occurrences.

Understanding these accompanying documents is essential for anyone involved in the fraud referral process. Each document provides valuable information that can aid in the investigation and resolution of suspected fraudulent activities, ensuring that individuals receiving care are protected and that providers are held accountable for their actions.

Similar forms

The Texas 5913 form is a vital document used for reporting suspected provider fraud within the Texas Department of Aging and Disability Services. Several other documents share similarities with the Texas 5913 form, primarily in their purpose of reporting, tracking, or addressing issues related to fraud, compliance, or service quality in various sectors. Below is a list of nine documents that are similar to the Texas 5913 form, along with a brief explanation of how each relates to it:

  • CMS Form 2567: This form is used by the Centers for Medicare & Medicaid Services (CMS) to report deficiencies found during inspections of healthcare facilities. Like the Texas 5913, it aims to ensure compliance and protect consumer rights.
  • Fraud Reporting Form (OIG): The Office of Inspector General (OIG) provides a form for reporting suspected fraud in healthcare programs. Both forms facilitate the reporting of fraudulent activities and help in the investigation process.
  • Incident Report Form: Often used in healthcare settings, this form documents incidents that may affect patient safety or care quality. It parallels the Texas 5913 in its focus on accountability and corrective actions.
  • Provider Enrollment Application: This application collects information about healthcare providers seeking to participate in Medicaid or Medicare. Similar to the Texas 5913, it ensures that providers meet certain standards and helps prevent fraudulent practices.
  • Quality Assurance Review Form: Used to evaluate the quality of services provided by healthcare facilities, this form shares the goal of ensuring that consumers receive safe and effective care, much like the Texas 5913.
  • Patient Grievance Form: This document allows patients to report concerns or complaints about their care. It serves a similar purpose to the Texas 5913 by addressing issues that could involve fraudulent or unethical practices.
  • Compliance Audit Report: This report assesses a provider's adherence to regulatory requirements. Like the Texas 5913, it is essential for identifying potential fraud or compliance failures.
  • Whistleblower Complaint Form: This form enables individuals to report unethical or illegal activities within organizations. It parallels the Texas 5913 in its role in promoting transparency and accountability.
  • Service Quality Review Form: This form evaluates the quality of services provided to consumers. Similar to the Texas 5913, it aims to protect consumer rights and ensure providers meet established standards.

Dos and Don'ts

When filling out the Texas 5913 form, it is important to follow certain guidelines to ensure accuracy and compliance. Here are five things you should and shouldn't do:

  • Do provide complete and accurate contact information for both the DADS staff and witnesses.
  • Don't leave any sections blank unless they are clearly marked as optional.
  • Do specify the type of suspected fraudulent activity clearly to avoid confusion.
  • Don't include irrelevant information that does not pertain to the suspected fraud.
  • Do double-check all entries for accuracy before submitting the form.

Following these guidelines can help streamline the process and ensure that your referral is handled appropriately.

Misconceptions

The Texas 5913 form is often misunderstood. Here are five common misconceptions about this important document:

  • Misconception 1: The Texas 5913 form is only for reporting fraud.
  • While the primary purpose of the form is to report suspected provider fraud, it can also be used to document irregularities and other compliance issues. This means it serves a broader role in ensuring accountability within the system.

  • Misconception 2: Only certain individuals can submit the Texas 5913 form.
  • Anyone with knowledge of suspected fraudulent activity can submit the form. This includes consumers, family members, or employees of the provider. The aim is to encourage reporting from all parties involved.

  • Misconception 3: Submitting the Texas 5913 form guarantees an investigation.
  • While the form initiates a review process, it does not guarantee that an investigation will occur. The agency will assess the information provided and determine the appropriate course of action based on the details submitted.

  • Misconception 4: The information submitted is not confidential.
  • The identity of individuals submitting the form can be kept confidential. This is important to protect whistleblowers and encourage more people to report suspected fraud without fear of retaliation.

  • Misconception 5: The Texas 5913 form is outdated and no longer used.
  • The form is still an active tool used by the Texas Department of Aging and Disability Services. It continues to play a critical role in monitoring and addressing fraud within the healthcare system.

Key takeaways

Filling out the Texas 5913 form is an important process for reporting suspected provider fraud. Here are some key takeaways to keep in mind:

  • Purpose of the Form: The Texas 5913 form is specifically designed for reporting suspected provider fraud within the Texas Department of Aging and Disability Services (DADS). It helps ensure that any fraudulent activities are properly documented and investigated.
  • Accurate Information: It is crucial to provide accurate and detailed information about the suspected fraudulent activity, including the names of witnesses and any relevant law enforcement agencies that have been notified.
  • Types of Fraud: The form allows you to specify the type of suspected fraudulent activity, such as billing irregularities or falsification of records. Clearly identifying the nature of the fraud can aid in the investigation.
  • Submission Process: After completing the form, it should be emailed to the designated DADS email address. This ensures that the referral is received and logged appropriately for further action.
  • Impact on Services: If the provider's payments are suspended, consider whether this will jeopardize access to care for individuals who rely on their services. This aspect should be addressed in the form if applicable.

By following these guidelines, you can help facilitate a thorough investigation into suspected fraud, ensuring that the rights and services of consumers are protected.