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Outline

The Indiana State 34401 form is a critical document used in the reporting of employee injuries and illnesses for workers' compensation purposes. This form captures essential details surrounding the incident, including the employee's information, the nature of the injury, and the circumstances leading to the event. Key sections require the completion of the employee's average weekly wage, job title, and the specific activity engaged in at the time of the accident. Employers must also provide information about the claims administrator and the treatment the employee received. It is vital to accurately fill out all areas, except those designated for office use, to ensure compliance with state regulations. The form must be submitted electronically through an approved EDI process, and any questions can be directed to the appropriate state office. Proper completion of this form helps streamline the claims process and ensures that employees receive the benefits they are entitled to in a timely manner.

Sample - Indiana State 34401 Form

INSTRUCTIONS

General Instructions:

1.Please enter information into all of the areas of the First Report form, except the boxes at the top right corner of the form which is for office use only.

2.Enter all dates in MM/DD/YY format.

3.Please return completed form electronically by an approved EDI process.

4.For answers to questions, please call (317) 232-3808.

Definitions:

AGENT NAME AND CODE NUMBER: Enter the name of your insurance agent and his / her code number if known. This information can be found on your insurance policy.

ALL EQUIPMENT, MATERIALS OR CHEMICALS EMPLOYEE WAS USING WHEN ACCIDENT OR EXPOSURE OCCURRED: List anything the employee was using, applying, handling or operating when the injury or exposure occurred. If the injury involves a fall, indicate any surfaces and / or objects the claimant fell on and where they fell from. Enter “NA” if no equipment, materials or chemicals were being used (e.g. Acetylene cutting torch, metal plate, etc.).

AVG WG/WK: Claimant’s average weekly wage, calculated by totaling the latest 52 weeks of wages (including overtime, tips, etc.) and dividing by 52.

CLAIMS ADMINISTRATOR: Enter the name of the carrier, third-party administrator, state fund, or self-insured responsible for administering the claim.

CONTACT NAME / TELEPHONE NUMBER: Enter the name of the individual at the employer’s premises to be contacted for additional information (i.e. Supervisor, HR Person, Nurse, etc.)

DATE DISABILITY BEGAN: The first day on which the claimant originally lost time from work due to the occupational injury or disease or as otherwised deigned by statute.

DEPARTMENT OR LOCATION WHERE ACCIDENT OR EXPOSURE OCCURRED: If the accident or exposure did not occur on the employer’s premises, enter address or location. Be specific (e.g. Maintenance, Client’s Office, Cafeteria, etc.).

EMPLOYEE STATUS: Indicate the employee’s work status from the following choices: Full-time, Part-time, Apprentice Full-time, Apprentice Part-time, Volunteer, Seasonal Worker, Piece Worker, On-Strike, Disabled, Retired, Not Employed or Unknown (you may also abbreviate the above as: (FT, PT, AFT, APT, VO, SW, PW, OS, DI, RE, NE, or UK).

HOW INJURY / ILLNESS OCCURRED: Describe the sequence of events leading to the injury or exposure (e.g. Worker stepped back to inspect work and slipped on some scrap metal. As worker fell, he brushed against the hot metal; Worker stepped to the edge of the scaffolding, lost balance and fell six feet to the concrete floor. The worker’s right wrist was broken in the fall).

NCCI CLASS CODE: A four-digit code classifying the occupation of the claimant.

OCCUPATION / JOB TITLE: Enter the primary occupation of the claimant at the time of the accident or exposure.

PART OF BODY AFFECTED: Indicate the part of body affected by the injury / illness (e.g. Right forearm, Low Back, etc.)

REPORT PURPOSE CODE: 00 = Original First Report of Injury; 02 = Updated or Amended First Report.

RTW DATE (Return to Work Date): Enter the date following the most recent disability period on which the employee returned to work.

SIC CODE: This is the code which represents the nature of the employer’s business which is contained in the Standard Industrial Classification Manual published by the Federal Office of Management and Budget.

SPECIFIC ACTIVITY EMPLOYEE ENGAGED IN DURING ACCIDENT / EXPOSURE: Describe the specific activity the employee was engaged in during the accident or exposure (e.g. Cutting metal plate for flooring, sanding ceiling woodwork in preparation for painting).

TYPE OF INJURY / ILLNESS: Briefly describe the nature of the injury or illness (e.g. Contusion, Laceration, Fracture, etc.)

WORK PROCESS THE EMPLOYEE WAS ENGAGED IN DURING ACCIDENT / EXPOSURE: Enter “NA” if employee was not engaged

in a work process, such as if walking down the hallway (e.g. Building maintenance).

INDIANA WORKER’S COMPENSATION

FIRST REPORT OF EMPLOYEE INJURY, ILLNESS

State Form 34401 (R10 / 1-02)

FOR WORKER’S COMPENSATION BOARD USE ONLY

Jurisdiction

Jurisdiction claim number

Process date

 

 

 

Please return completed form electronically by an approved EDI process.

PLEASE TYPE or PRINT IN INK

NOTE: Your Social Security number is being requested by this state agency in order to pursue its statutory responsibilities. Disclosure is voluntary and you will not be penalized for refusal.

EMPLOYEE INFORMATION

Social Security number

Date of birth

 

Sex

 

 

 

Occupation / Job title

 

 

 

NCCI class code

 

 

 

 

Male

Female

Unknown

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Name (last, first, middle)

 

 

 

 

Marital status

Date hired

 

State of hire

 

Employee status

 

 

 

 

 

 

 

Unmarried

 

 

 

 

 

 

 

 

Address (number and street, city, state, ZIP code)

 

 

 

Married

Hrs / Day

Days / Wk

 

Avg Wg / Wk

 

 

Paid Day of Injury

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Separated

 

 

 

 

 

 

Salary Continued

 

 

 

 

 

 

Unknown

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Wage

Per

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Hour

Day

 

Month

Telephone number (include area

 

 

Number of dependents

$

 

 

Week

 

 

 

 

 

 

 

 

 

 

Year

Other

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

EMPLOYER INFORMATION

Name of employer

Employer ID#

SIC code

Insured report number

Address of employer (number and street, city, state, ZIP code)

Location number

Employer’s location address (if different)

Telephone number

Carrier / Administrator claim number

OSHA log number

Report purpose code

Actual location of accident / exposure (if not on employer’s premises)

CARRIER / CLAIMS ADMINISTRATOR INFORMATION

Name of claims administrator

Carrier federal ID number

Check if appropriate

 

 

 

Self Insurance

Address of claims administrator (number and street, city, state, ZIP code)

 

Policy / Self-insured number

 

 

Insurance Carrier

 

 

Telephone number

Third Party Admin.

Policy period

 

 

 

From

To

Name of agent

Code number

OCCURRENCE / TREATMENT INFORMATION

Date of Inj./ Exp.

Time of occurrence

AM PM

Date employer notified

 

Type of injury / exposure

 

Type code

 

Cannot be determined

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Last work date

Time workday began

 

Date disability began

 

Part of body

 

Part code

 

 

 

 

 

 

 

 

 

 

RTW date

Date of death

 

Injury / Exposure occurred

Yes

Name of contact

Telephone number

 

 

 

on employer’s premises?

No

 

 

 

 

 

 

 

 

 

 

 

 

 

Department or location where accident / exposure occurred

 

 

 

 

All equipment, materials, or chemicals involved in accident

 

 

 

 

 

 

 

 

Specific activity engaged in during accident / exposure

 

 

 

 

Work process employee engaged in during accident / exposure

 

 

 

 

 

 

How injury / exposure occurred. Describe the sequence of events and include any relevant objects or substances.

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Cause of injury code

 

 

 

 

 

 

 

 

 

 

Name of physician / health care provider

Hospital or offsite treatment (name and address)

Name of witness

 

Telephone number

Date administrator notified

 

 

 

 

 

 

Date prepared

Name of preparer

 

Title

 

Telephone number

 

 

 

 

 

 

INITIAL TREATMENT

No Medical Treatment

Minor: By Employer

Minor: Clinic / Hospital

Emergency Care

Hospitalized > 24 Hours

Future Major Medical / Lost

Time Anticipated

An employer’s failure to report an occupational injury or illness may result in a $50 fine (IC 22-3-4-13).

Form Information

Fact Name Details
Form Purpose The Indiana State Form 34401 serves as the First Report of Employee Injury or Illness, primarily used for reporting workplace injuries to the Indiana Worker’s Compensation Board.
Submission Method Completed forms must be returned electronically through an approved EDI process, ensuring efficient processing of claims.
Required Information Key details include employee information, accident specifics, and claims administrator information. All sections must be filled out, except for designated office use areas.
Governing Law This form is governed by Indiana Code IC 22-3-4-13, which mandates the reporting of occupational injuries and outlines penalties for non-compliance.
Contact Information For assistance, individuals can call (317) 232-3808. This resource is available to clarify any questions regarding the form or its completion.

Detailed Guide for Filling Out Indiana State 34401

Filling out the Indiana State Form 34401 requires careful attention to detail. Each section of the form must be completed accurately to ensure that the necessary information is conveyed. After completing the form, it should be returned electronically through an approved EDI process.

  1. Obtain the Indiana State Form 34401.
  2. Fill in all fields of the form, except for the boxes at the top right corner, which are reserved for office use.
  3. Enter all dates in the MM/DD/YY format.
  4. Provide the Agent Name and Code Number if known, which can be found on your insurance policy.
  5. List all equipment, materials, or chemicals the employee was using when the accident or exposure occurred. If none, enter “NA.”
  6. Calculate and enter the Average Weekly Wage by totaling the last 52 weeks of wages and dividing by 52.
  7. Fill in the Claims Administrator information, including the name of the responsible party for administering the claim.
  8. Provide the Contact Name and Telephone Number of the individual at the employer’s premises for additional information.
  9. Enter the Date Disability Began, marking the first day the claimant lost time from work due to the injury or illness.
  10. Specify the Department or Location where the accident or exposure occurred, being as specific as possible.
  11. Indicate the Employee Status from the provided options, using abbreviations if preferred.
  12. Describe How the Injury or Illness Occurred, detailing the sequence of events leading to the incident.
  13. Enter the NCCI Class Code, a four-digit code that classifies the occupation of the claimant.
  14. Fill in the Occupation or Job Title of the claimant at the time of the incident.
  15. Indicate the Part of Body Affected by the injury or illness.
  16. Provide the Report Purpose Code (00 for original, 02 for updated).
  17. Enter the Return to Work Date, indicating when the employee returned after the most recent disability period.
  18. Fill in the SIC Code, which represents the nature of the employer’s business.
  19. Describe the Specific Activity the employee was engaged in during the accident or exposure.
  20. Briefly describe the Type of Injury or Illness sustained.
  21. Indicate the Work Process the employee was engaged in during the incident, entering “NA” if not applicable.
  22. Complete the Occurrence/Treatment Information section, providing details about the injury, treatment, and any relevant contacts.
  23. Review the form for accuracy and completeness.
  24. Submit the completed form electronically through the approved EDI process.

Obtain Answers on Indiana State 34401

  1. What is the Indiana State 34401 form?

    The Indiana State 34401 form is the First Report of Employee Injury or Illness. This form is used to report workplace injuries or illnesses to the Indiana Worker’s Compensation Board. It collects essential details about the incident, the injured employee, and the employer.

  2. Who needs to fill out this form?

    This form must be completed by the employer or their representative when an employee suffers a work-related injury or illness. Accurate information is crucial for processing the claim effectively.

  3. What information is required on the form?

    The form requires various details, including:

    • Employee’s personal information (name, social security number, job title).
    • Details about the injury or illness (type, part of body affected, how it occurred).
    • Employer information (name, address, SIC code).
    • Claims administrator information (if applicable).

  4. How should dates be formatted on the form?

    All dates must be entered in the MM/DD/YY format. This ensures consistency and clarity in the documentation.

  5. What happens if the form is not submitted?

    Failure to submit the Indiana State 34401 form can lead to penalties. Specifically, employers may face a $50 fine for not reporting an occupational injury or illness.

  6. How do I submit the completed form?

    The completed form must be returned electronically through an approved Electronic Data Interchange (EDI) process. Ensure you follow the submission guidelines to avoid delays.

  7. What if I have questions while filling out the form?

    If you have questions or need assistance, you can call the Indiana Worker’s Compensation Board at (317) 232-3808. They can provide guidance on completing the form correctly.

  8. What is the significance of the Report Purpose Code?

    The Report Purpose Code indicates the nature of the report being submitted. For example, “00” signifies an original report, while “02” indicates an updated or amended report.

  9. What should I do if I do not know the claims administrator's information?

    If you do not have the claims administrator's details, try to contact your insurance provider or the employee’s supervisor. It is important to provide this information to ensure proper handling of the claim.

Common mistakes

Filling out the Indiana State 34401 form can be straightforward, but there are common mistakes that can lead to delays or complications. One frequent error is leaving sections blank. Every area of the form requires information, except for the boxes at the top right corner designated for office use only. Omitting details can result in the form being returned for completion.

Another mistake involves date formatting. The form specifically requests dates in the MM/DD/YY format. If dates are entered incorrectly, it may cause confusion and necessitate corrections. It is essential to double-check the format before submission.

People often forget to provide the average weekly wage (AVG WG/WK) of the claimant. This figure is calculated by totaling the latest 52 weeks of wages, including overtime and tips, and dividing by 52. An inaccurate or missing wage can impact the claim's processing.

Inaccurate descriptions of the injury or illness can also be problematic. The section asking how the injury or illness occurred should be detailed and specific. Vague descriptions may lead to misunderstandings about the circumstances of the incident.

Another common oversight is failing to include the correct contact name and telephone number for follow-up. Providing a clear point of contact at the employer’s premises is crucial for any additional information that may be needed during the claims process.

Individuals sometimes neglect to specify the part of the body affected by the injury. This detail is vital for accurate record-keeping and processing. Without this information, the claim may not be fully understood.

Some people may not indicate the employee's status correctly. It is important to choose from the provided options, such as full-time or part-time, as this can affect the classification of the claim.

Misunderstanding the definitions of terms used in the form can lead to mistakes. For example, knowing the difference between "specific activity engaged in during accident/exposure" and "work process the employee was engaged in" is essential for accurate reporting.

Lastly, failing to return the completed form electronically through an approved EDI process can delay the claims process. It is important to follow submission guidelines to ensure timely handling of the claim.

Documents used along the form

The Indiana State Form 34401 is a crucial document for reporting workplace injuries and illnesses. However, several other forms and documents often accompany this report to ensure a comprehensive understanding of the incident and facilitate the claims process. Below is a list of these related documents, each serving a unique purpose in the context of worker's compensation claims.

  • Employer's Report of Injury Form: This document is typically completed by the employer to provide details about the incident, including the circumstances surrounding the injury, the employee's work status, and any immediate actions taken. It helps establish the employer's perspective and is essential for the claims process.
  • Medical Report: A medical report from a healthcare provider is often required to document the nature and extent of the employee's injuries. This report includes diagnoses, treatment plans, and any recommendations for further care, which are critical for assessing the validity of the claim.
  • Witness Statements: Statements from witnesses who observed the incident can provide valuable insights into how the injury occurred. These accounts can help corroborate the employee's version of events and clarify any discrepancies in the report.
  • Return to Work Form: Once the employee is ready to resume work, this form is completed to confirm their fitness for duty. It may include restrictions or accommodations needed for the employee to safely return to their job, ensuring compliance with health and safety regulations.

In summary, these additional documents play a vital role in the worker's compensation process in Indiana. They help provide a complete picture of the incident, facilitate communication between all parties involved, and ensure that the injured employee receives the necessary support and benefits. Understanding these forms can significantly ease the claims process and help protect the rights of both employees and employers.

Similar forms

  • First Report of Injury Form (State Form 34401): This form serves as the initial report for workplace injuries in Indiana. It captures similar information regarding the incident, employee details, and employer information.
  • Workers' Compensation Claim Form: Like the Indiana State 34401, this document is used to report workplace injuries and initiate claims for benefits. It includes details about the injury, employee status, and employer information.
  • Employer's First Report of Injury (FROI): This document is often required in various states to report workplace injuries. It shares a similar purpose and structure, focusing on incident details and employee information.
  • OSHA 301 Incident Report: This form is used to document work-related injuries and illnesses. It collects information about the employee, the incident, and the nature of the injury, paralleling the details required in the Indiana State 34401.
  • State-Specific Injury Report Forms: Many states have their own versions of injury report forms that collect similar information about workplace incidents, including employee details and descriptions of the injury.
  • Medical Treatment Authorization Form: This document is often used in conjunction with injury reports to authorize treatment. It shares the focus on the injured employee and the nature of the injury.
  • Return to Work Form: This form is used to confirm that an employee is fit to return to work after an injury. It includes details about the injury and recovery, similar to the return-to-work information in the Indiana State 34401.
  • Incident Investigation Report: This report is created after an injury occurs to analyze the circumstances. It gathers similar information about the incident and the employee involved.
  • Claim Adjustment Form: Used to adjust claims for workplace injuries, this form requires similar details about the injury and employee status, ensuring consistency in the reporting process.

Dos and Don'ts

When filling out the Indiana State 34401 form, there are important guidelines to follow to ensure accuracy and compliance. Here are five things you should do and five things you should avoid.

  • Do enter all required information in the designated areas of the form.
  • Do use the MM/DD/YY format for all dates.
  • Do return the completed form electronically via an approved EDI process.
  • Do include the name and code number of your insurance agent, if known.
  • Do accurately describe the sequence of events leading to the injury or exposure.
  • Don't fill in the boxes at the top right corner of the form; these are for office use only.
  • Don't leave any required fields blank; ensure all sections are completed.
  • Don't use abbreviations that are not specified in the instructions.
  • Don't provide vague descriptions of the accident; be specific about the circumstances.
  • Don't forget to include the contact name and telephone number for further inquiries.

Misconceptions

Misconceptions about the Indiana State 34401 form can lead to confusion and errors in reporting workplace injuries or illnesses. Here are nine common misconceptions clarified:

  • The form is only for serious injuries. Many believe the form is necessary only for severe injuries. In reality, it should be completed for any workplace injury or illness, regardless of severity.
  • All sections must be filled out. Some think every section of the form is mandatory. However, only the relevant sections need to be completed. The top right corner is for office use only.
  • Dates can be entered in any format. It’s a common mistake to use different date formats. The form specifically requires the MM/DD/YY format for all dates.
  • Returning the form by mail is acceptable. Many assume that mailing the form is an option. The completed form must be returned electronically through an approved EDI process.
  • Agent information is optional. Some people think that entering the agent's name and code number is not necessary. This information is crucial and can be found on the insurance policy.
  • Describing the injury is optional. There’s a misconception that providing details about how the injury occurred is not important. A clear description is essential for understanding the circumstances of the incident.
  • Only full-time employees need to be reported. Some believe that only full-time employees are relevant for the form. In fact, all employee statuses, including part-time and seasonal workers, must be reported.
  • The form is not time-sensitive. Many think they can submit the form at their convenience. It’s important to report injuries promptly, as delays can affect claims processing.
  • The form does not require employer information. There’s a misconception that employer details are not needed. Accurate employer information is critical for processing the claim effectively.

Understanding these misconceptions can help ensure accurate and timely reporting of workplace injuries and illnesses using the Indiana State 34401 form.

Key takeaways

Understanding the Indiana State 34401 form is crucial for reporting workplace injuries or illnesses. Here are key takeaways to help you navigate the process effectively:

  • Complete All Sections: Fill in all areas of the form, except for the boxes in the top right corner, which are reserved for office use.
  • Use Correct Date Format: Always enter dates in the MM/DD/YY format to avoid confusion.
  • Electronic Submission: Submit the completed form electronically through an approved EDI process for timely processing.
  • Seek Assistance: If you have questions, do not hesitate to call the provided number at (317) 232-3808 for guidance.
  • Agent Information: Include your insurance agent’s name and code number, which can be found on your insurance policy.
  • Document Equipment Used: List all equipment, materials, or chemicals the employee was using at the time of the incident.
  • Accurate Wage Reporting: Calculate the claimant's average weekly wage by totaling the last 52 weeks of earnings and dividing by 52.
  • Detail the Incident: Provide a clear description of how the injury or illness occurred, including specific activities and locations.
  • Employee Status: Clearly indicate the employee's work status, using the appropriate abbreviations if necessary.
  • Timely Reporting: Remember that failing to report an injury may result in penalties, so ensure timely submission of the form.

By following these guidelines, you can help ensure that the reporting process is smooth and effective, ultimately supporting the well-being of the employee involved.