Homepage Blank Alabama Contract Form
Outline

The Alabama Contract form is a crucial document designed to streamline the contracting process between state agencies and contractors. It encompasses a range of essential details, including the names and addresses of both parties involved, as well as the specific type of contract being executed—whether it's a new contract, renewal, or amendment. The form requires information on the contractor's status, such as whether they are a sole source provider or a minority and/or woman-owned business, along with necessary certifications. It also prompts the agency to disclose any legislative connections or lobbying activities related to the contract. Furthermore, the form captures financial specifics, including the total contract amount and the sources of funding, whether state, federal, or other. A summary of the services to be provided is also required, along with a justification for why these services cannot be performed by a merit employee. This comprehensive approach ensures transparency and accountability in the contracting process, ultimately benefiting the state and its constituents.

Sample - Alabama Contract Form

Contract Review Permanent Legislative Oversight Committee
Alabama State House --- Montgomery, Alabama 36130
C O N T R A C T R E V I E W R E P O R T
(Separate review report required for each contract)
Name of State Agency:________________________________________________________________________
Name of Contractor:__________________________________________________________________________
__________________________________________________ _________________________ ________
Contractor’s Physical Street Address (No P.O. Box Accepted) City ST
Is Contractor a Sole Source? YES ______ NO ______ (IF YES, ATTACH LETTER)
Is Contractor organized as an Alabama Entity in Alabama? YES ______ NO ______
Is Contractor a minority and/or woman-owned business? YES ______ NO ______
If so, is Contractor certified as such by the State of Alabama? YES ______ NO ______
Check all that apply: ALDOT ______ ADECA ______ OTHER (Name) _____________________________________________
Is Contractor Registered with Alabama Secretary of State to do Business as a Corporation in Alabama? YES ______ NO ______
IF LLC, GIVE NAMES OF MEMBERS: _____________________________________________________________________
Is Act 2001-955 Disclosure Form Included with this Contract? YES ______ NO ______
Does Contractor have current member of Legislature or family member of Legislator employed? YES ______ NO ______
Was a Lobbyist/Consultant used to secure this Contract OR affiliated with this Contractor? YES ______ NO ______
IF YES, GIVE NAME: ________________________________________________________________________________
Contract Number: _C_ ___ ___ ___ ___ ___ ___ ___ ___ (See Fiscal Policies & Procedures Manual, Page 5-8)
Contract/Amendment Amount: $___________________ (PUT AMOUNT YOU ARE ASKING FOR TODAY ONLY)
% State Funds: ________ % Federal Funds: _________ % Other Funds: _________**
**Please Specify Source of Other Funds (Fees, Grants, etc.) __________________________________________
Date Contract Effective: __________________________ Date Contract Ends: __________________________
Type Contract: NEW: ______ RENEWAL: ______ AMENDMENT: ______
If Renewal, was it originally Bid? YES ______ NO ______
If AMENDMENT, Complete A through C:
[A] ORIGINAL contract amount $ _________________________
[B] Amended total prior to this amendment $ _________________________
[C] Amended total after this amendment $ _________________________
Was Contract Secured through Bid Process? YES ______ NO ______ Was lowest Bid accepted? YES ______ NO ______
Was Contract Secured through RFP Process? YES ______ NO ______ Date RFP was awarded: ______________________
Posted to Statewide RFP Database at
http://rfp.alabama.gov/Login.aspx? YES ______ NO ______
If NO, give a brief explanation as to why not: ________________________________________________________
Summary of Contract Services to be Provided: ____________________________________________________
__________________________________________________________________________________________
__________________________________________________________________________________________
Why Contract Necessary AND why this service cannot be performed by merit employee: __________________
__________________________________________________________________________________________
__________________________________________________________________________________________
I certify that the above information is correct.
___________________________________________ _________________________________________
Signature of Agency Head Signature of Contractor
___________________________________________ _________________________________________
Printed Name of Agency Head Printed Name of Contractor
Agency Contact: ________________________________________________ Phone:_____________________
Revised 8/2/17

Form Information

Fact Name Description
Governing Law The Alabama Contract Form is governed by the laws of the State of Alabama, specifically under the provisions set forth in the Alabama Code.
Contract Review Requirement A separate review report is required for each contract submitted, ensuring thorough oversight and compliance with state regulations.
Eligibility Criteria Contractors must indicate whether they are a sole source, organized as an Alabama entity, or if they are a minority and/or woman-owned business.
Contract Amount Disclosure The form requires the contractor to specify the contract amount being requested, along with the breakdown of funding sources, including state, federal, and other funds.
Bid Process Documentation The form includes questions to determine if the contract was secured through a bid or RFP process, ensuring transparency in procurement practices.

Detailed Guide for Filling Out Alabama Contract

Filling out the Alabama Contract form requires careful attention to detail. Each section must be completed accurately to ensure compliance with state regulations. Below are the steps to guide you through the process.

  1. Begin by entering the name of the state agency in the designated space at the top of the form.
  2. Next, write the name of the contractor in the appropriate section.
  3. Provide the contractor's physical street address, including the city and state. Remember, a P.O. Box is not acceptable.
  4. Indicate whether the contractor is a sole source by checking "YES" or "NO." If "YES," attach the required letter.
  5. Answer whether the contractor is organized as an Alabama entity by selecting "YES" or "NO."
  6. Specify if the contractor is a minority and/or woman-owned business and indicate if they are certified by the State of Alabama.
  7. Check all applicable boxes for agencies such as ALDOT, ADECA, or any other relevant entity.
  8. Confirm if the contractor is registered with the Alabama Secretary of State as a corporation by selecting "YES" or "NO."
  9. If the contractor is an LLC, list the names of the members in the provided space.
  10. Indicate whether the Act 2001-955 Disclosure Form is included with the contract.
  11. State whether the contractor employs a current member of the legislature or a family member of a legislator.
  12. Check if a lobbyist or consultant was used to secure the contract and provide their name if applicable.
  13. Fill in the contract number as specified in the Fiscal Policies & Procedures Manual.
  14. Enter the contract or amendment amount being requested.
  15. Provide the percentages for state funds, federal funds, and any other funds, along with the source of other funds.
  16. Record the effective date and the end date of the contract.
  17. Select the type of contract: NEW, RENEWAL, or AMENDMENT.
  18. If it is a renewal, indicate whether it was originally bid. If it is an amendment, complete the original contract amount, amended total prior to this amendment, and the amended total after this amendment.
  19. State whether the contract was secured through a bid process and if the lowest bid was accepted.
  20. Indicate if the contract was secured through an RFP process and provide the date the RFP was awarded.
  21. Confirm if the RFP was posted to the statewide RFP database. If not, provide an explanation.
  22. Summarize the contract services to be provided in the designated area.
  23. Explain why the contract is necessary and why the service cannot be performed by a merit employee.
  24. Finally, both the agency head and the contractor must sign and print their names in the appropriate sections. Include the agency contact's name and phone number as well.

Obtain Answers on Alabama Contract

  1. What is the purpose of the Alabama Contract form?

    The Alabama Contract form is used to facilitate the review and approval of contracts between state agencies and contractors. It ensures that all necessary information is collected for legislative oversight and compliance with state regulations. This helps maintain transparency and accountability in government spending.

  2. Who needs to fill out this form?

    State agencies in Alabama must complete this form when entering into a contract with a contractor. The contractor must also provide information to ensure that all legal and regulatory requirements are met. Both parties must ensure the accuracy of the information provided.

  3. What information is required on the form?

    The form requires various details, including:

    • Name of the state agency and contractor
    • Contractor’s physical address
    • Contract amount and funding sources
    • Contract type (new, renewal, or amendment)
    • Details about the bidding process
    • Summary of services to be provided

    Additionally, questions about the contractor's status as a sole source, minority or woman-owned business, and any lobbying activities must be answered.

  4. Is there a specific format for submitting the form?

    Yes, the form must be filled out completely and accurately. It should be submitted as part of the contract review process, along with any required attachments, such as letters or certifications. Ensure that all signatures are obtained before submission.

  5. What happens if the contractor is a sole source?

    If the contractor is identified as a sole source, a letter must be attached to the form explaining the justification for this designation. This helps the reviewing committee understand why competitive bidding was not pursued.

  6. What if the contractor is a minority or woman-owned business?

    If the contractor qualifies as a minority or woman-owned business, they must indicate this on the form. Certification from the State of Alabama should also be included if applicable. This information can impact funding opportunities and compliance with state diversity goals.

  7. What is the significance of the contract amount and funding sources?

    The contract amount indicates how much funding is being requested for the services provided. Specifying the sources of funding—state, federal, or other—is crucial for budgeting and ensuring compliance with funding regulations.

  8. How does the form ensure compliance with state laws?

    The Alabama Contract form includes various questions designed to gather information about the contractor's legal status and any potential conflicts of interest. By requiring this information, the form helps ensure that contracts comply with state laws and policies, promoting ethical governance.

Common mistakes

Filling out the Alabama Contract form can be straightforward, but there are common mistakes that can lead to delays or complications. One frequent error is leaving out essential information. For example, the contractor's physical street address must be complete and accurate. A P.O. Box is not acceptable, and missing this detail can halt the review process.

Another mistake is failing to indicate whether the contractor is a sole source. If the answer is "yes," it is crucial to attach the required letter. Omitting this step can lead to questions about the legitimacy of the contract. Similarly, not checking the appropriate boxes regarding the contractor's status as a minority or woman-owned business can result in missed opportunities for certifications that may benefit the contractor.

People often overlook the importance of confirming the contractor's registration with the Alabama Secretary of State. If the contractor is an LLC, it is necessary to provide the names of its members. This information is vital for transparency and compliance with state regulations.

Another common pitfall involves the financial details. When stating the contract amount, applicants should only include the amount requested at that time. Inaccuracies in the funding percentages can also create confusion. Ensure that the state, federal, and other funds are clearly outlined, along with the source of any other funds.

Additionally, the contract type must be accurately marked. Whether it’s a new contract, renewal, or amendment, clarity is key. If it’s a renewal, indicating whether it was originally bid is essential. Failure to do so can complicate the approval process.

Lastly, individuals often neglect to summarize the contract services clearly. A concise explanation of why the contract is necessary and why the service cannot be performed by a merit employee is required. This section is crucial for justifying the contract and should not be taken lightly.

By avoiding these common mistakes, contractors can ensure a smoother review process and increase the chances of their contract being approved without unnecessary delays.

Documents used along the form

The Alabama Contract form is a crucial document used in various contractual agreements within the state. Alongside this form, several other documents are commonly utilized to ensure compliance, transparency, and proper oversight. Here’s a brief overview of these essential forms and documents.

  • Act 2001-955 Disclosure Form: This form is required for contractors to disclose any potential conflicts of interest. It ensures that all parties are aware of relationships that could influence contract performance.
  • Bid Proposal Form: Used when contracts are secured through a bidding process, this form outlines the details of the proposal submitted by contractors, including pricing and scope of work.
  • Request for Proposals (RFP): This document invites contractors to submit proposals for specific services. It outlines the project requirements and evaluation criteria, promoting competitive bidding.
  • Certificate of Insurance: Contractors must provide proof of insurance coverage to protect against potential liabilities. This document verifies that the contractor has the necessary insurance policies in place.
  • Minority and Woman-Owned Business Certification: If applicable, this certification confirms that the contractor qualifies as a minority or woman-owned business, which may provide access to specific funding or contracting opportunities.
  • Contract Amendment Form: If changes to the original contract are necessary, this form documents the amendments. It outlines the adjustments to terms, conditions, or amounts agreed upon by both parties.
  • Lobbyist Disclosure Form: This form is required if a lobbyist was involved in securing the contract. It provides transparency about any influence or assistance provided by lobbyists during the contracting process.

Utilizing these documents in conjunction with the Alabama Contract form helps ensure that all contractual obligations are met and that the process remains transparent and accountable. Proper documentation is key to maintaining integrity in public contracts.

Similar forms

The Alabama Contract form shares similarities with several other important documents that serve various contractual and regulatory purposes. Below is a list of six documents that align closely with the Alabama Contract form, highlighting their similarities.

  • State Procurement Contract: This document outlines the terms and conditions under which goods or services are procured by a state agency. Like the Alabama Contract form, it requires detailed information about the contractor and the services to be provided, ensuring transparency and compliance with state regulations.
  • Vendor Agreement: A vendor agreement formalizes the relationship between a business and a vendor. Similar to the Alabama Contract form, it includes provisions regarding payment, delivery, and the scope of services, ensuring both parties understand their obligations and rights.
  • Memorandum of Understanding (MOU): An MOU is a non-binding agreement that outlines the intentions and expectations of the parties involved. While it may lack the enforceability of a contract, it shares the Alabama Contract form's focus on clarifying roles and responsibilities in a cooperative effort.
  • Grant Agreement: This document specifies the terms under which funds are provided for a specific purpose. Like the Alabama Contract form, it details the use of funds, reporting requirements, and compliance measures, ensuring that the grant is used appropriately and effectively.
  • Lease Agreement: A lease agreement governs the rental of property or equipment. It shares similarities with the Alabama Contract form in that it outlines the rights and responsibilities of both the lessor and lessee, ensuring that both parties are protected under the terms of the agreement.
  • Service Level Agreement (SLA): An SLA defines the expected level of service between a service provider and a client. Similar to the Alabama Contract form, it includes specific performance metrics and responsibilities, ensuring accountability and clarity in the service being provided.

Dos and Don'ts

When filling out the Alabama Contract form, there are several important considerations to keep in mind. Below is a list of things you should and shouldn't do to ensure a smooth and compliant process.

  • Do provide accurate information about the state agency and contractor.
  • Do include the contractor's physical street address; P.O. Boxes are not acceptable.
  • Do check all relevant boxes regarding the contractor's status, such as minority or woman-owned business status.
  • Do attach any necessary letters if the contractor is a sole source.
  • Do ensure that the Act 2001-955 Disclosure Form is included with the contract.
  • Don't leave any sections blank; incomplete forms can lead to delays.
  • Don't forget to specify the source of other funds if applicable.
  • Don't assume that prior contracts do not need to be referenced; provide all necessary amendment details.
  • Don't neglect to explain why the contract is necessary and cannot be performed by a merit employee.

Following these guidelines will help ensure that the Alabama Contract form is completed correctly and efficiently, facilitating the contract review process.

Misconceptions

Understanding the Alabama Contract form can be challenging, and several misconceptions often arise. Here are ten common misunderstandings, along with clarifications to help you navigate the process more effectively.

  1. The Alabama Contract form is only for state agencies. Many believe that only state agencies can use this form. In reality, it is designed for any contractor working with state entities, including local governments.
  2. All contractors must be based in Alabama. While preference is given to Alabama-based contractors, out-of-state contractors can also apply. They must comply with specific regulations, including registration with the Alabama Secretary of State.
  3. The form is only for new contracts. Some think this form is solely for new contracts. However, it is also applicable for contract renewals and amendments, which are just as important to document.
  4. Minority and woman-owned businesses are not eligible for contracts. This is incorrect. The form includes specific sections to identify minority and woman-owned businesses, promoting diversity in contracting opportunities.
  5. A lobbyist’s involvement automatically disqualifies a contractor. This is a misconception. While the form requires disclosure of any lobbyist involvement, it does not automatically disqualify the contractor from receiving a contract.
  6. Only the lowest bid is accepted. Many believe that the state must always accept the lowest bid. While cost is a significant factor, other criteria are also considered, such as the contractor’s qualifications and past performance.
  7. The form does not require a detailed explanation for contract necessity. In fact, the form explicitly asks for a summary of why the contract is necessary and why the service cannot be performed by a merit employee. This helps ensure accountability and transparency.
  8. All contracts must go through a bidding process. Not all contracts require a formal bidding process. Sole source contracts, for example, may be exempt from this requirement if justified appropriately.
  9. Once submitted, the contract cannot be changed. This is not true. The form allows for amendments to be made, which can adjust the contract terms as needed, provided they are documented correctly.
  10. The Alabama Contract form is outdated and irrelevant. Some people think the form is no longer useful due to changes in regulations. However, it is regularly revised to ensure compliance with current laws and practices, making it a vital tool for contractors.

Understanding these misconceptions can help streamline the contracting process in Alabama. Always ensure that you have the most current version of the form and seek guidance if you have questions about specific requirements.

Key takeaways

When filling out the Alabama Contract form, keep the following key takeaways in mind:

  • Ensure all sections are completed accurately to avoid delays in processing.
  • Provide the contractor's physical street address; P.O. Boxes are not accepted.
  • Indicate whether the contractor is a sole source and attach the necessary letter if applicable.
  • Confirm if the contractor is organized as an Alabama entity; this is crucial for compliance.
  • Check if the contractor is a minority or woman-owned business and if they are certified by the state.
  • Include the contract number as specified in the Fiscal Policies & Procedures Manual.
  • Clearly state the contract amount you are requesting; this should be the current amount only.
  • Specify the sources of funding, including state, federal, and other funds.
  • Provide a summary of the services to be provided under the contract.
  • Explain why the contract is necessary and why the service cannot be performed by a merit employee.

Review the completed form carefully before submission to ensure all information is correct and complete.