Homepage Blank 508 From Nc Dwi Services Form
Outline

The 508 Form from North Carolina DWI Services is a critical document used in the assessment and monitoring of individuals charged with Driving While Impaired (DWI) offenses. This form serves multiple purposes, including the documentation of staff qualifications, clinical assessments, and compliance with state policies. It requires providers to evaluate various aspects of a client's situation, such as evidence of diagnoses according to the DSM-IV and adherence to the ASAM Patient Criteria. The form also emphasizes the importance of client consent and communication with relevant agencies. Additionally, it mandates the timely submission of a Certificate of Completion, which confirms that all necessary steps have been followed in the assessment process. Areas that do not meet compliance standards are documented, and providers must acknowledge these findings, often leading to corrective action plans. The 508 Form is essential for ensuring that assessments are conducted thoroughly and in accordance with state regulations, ultimately aiming to enhance the effectiveness of DWI interventions and support systems.

Sample - 508 From Nc Dwi Services Form

NC DIVISION of MH/DD/SAS
2010-2011 DWI MONITORING TOOL 2 – ASSESSMENT/e508 SYSTEM
Areas deemed not
met are documented on the Review Findings and Exit Form. Forms are signed by the
Provider indicating acknowledge of findings that result in Plan(s) of Correction as required by Division
Policy ACC002 and the Office of DWI Services.
2010-2011 DWI Monitoring Tool 2 Page 1
PROVIDER/FACILITY NAME:
PROVIDER CODE:
CLIENT NAME: RECORD #:
ASSESSMENT DATE: CONTROL #:
SYSTEM COMPLIANCE FOR ASSESSMENT/CERTIFICATE OF COMPLETION
0 = NOT MET; 1 = MET; 9 = NOT APPLICABLE
RATING
Check if this is a Driving While License Revoked (DWLR) Assessment
SECTION I: STAFF CREDENTIALS/APPROVALS – ASSESEMENT PROVIDERS
In accordance with 10A NCAC 27G.0104
1. Staff is qualified to complete assessments as verified by NCSAPPB.
1.
SECTION II: CLINICAL ASSESSMENT
2.
3.
4.
2. Evidence of DSM-IV diagnosis is present as determined by clinical assessment.
DSM IV Codes: Alcohol Dependence 303.90: _____
Alcohol Abuse 305.00: _____
Other: Indicate Disorder or Code: _____
ADETs: No Diagnosis _____
NOTE: FOR DWLR ASSESSEENTS: Enter “9” and complete Section IV.
3. Evidence of ASAM Patient Criteria is present as determined by clinical assessment.
4. Client Signature is present indicating they were given an updated list of all DWI
Providers within their service area.
5. The client signature is present on the Consent Form for Release of Information
and includes the various agencies for communicating and reporting findings.
(10A NCAC 27G .3807 (d).
5.
SECTION III: DOCUMENTATION: CERTIFICATE OF COMPLETION – e508 SYSTEM
In accordance with Division Policy 0108 eff. 2/1/2008 and Division Policy 1207 eff. 12/1/2007
6.
7.
6. There is evidence that Certificate of Completion was submitted within two (2)
weeks of the assessment date.
Assessment Date:_____________ Date Sent to State Office: ____________
7. There is evidence that the provider has managed the e508 system to ensure
every step of the process has been completed for the assessment. (Exceptions
Noted).
8. The provider has made efforts to resolve holds/rejects within the e508 system
that are associated with this client record. (Exceptions Noted).
8.
NC DIVISION of MH/DD/SAS
2010-2011 DWI MONITORING TOOL 2 – ASSESSMENT/e508 SYSTEM
Areas deemed not
met are documented on the Review Findings and Exit Form. Forms are signed by the
Provider indicating acknowledge of findings that result in Plan(s) of Correction as required by Division
Policy ACC002 and the Office of DWI Services.
2010-2011 DWI Monitoring Tool 2 Page 2
9. Certificate of Completion Form which indicates date sent to State Office
has been signed by professional staff and placed within client file. (Date
Sent to State Office does not indicate <blank>).
9.
SECTION IV: DRIVING WHILE LICENSE REVOKED – DWLR
In accordance with Statutory Reference G.S. 20-28
OVERALL
10.
a.
b.
c.
d.
10. Diagnosis was based on clinical assessment that indicates:
a. Early Full Remission _____
b. Sustained Remission _____
c. Partial Remission _____
d. Other: _____
11. Client was referred to treatment based on diagnosis of partial remission.
11.
COMMENTS: (Use Additional Comments Sheet as needed)
Findings require corrective actions: (Circle) YES NO
Auditor Instructions
Use Comments section to indicate areas of noncompliance that result in a Plan of
Correction (POC) and provide details to support findings
Reviewer Signature:
Date:
NC DIVISION of MH/DD/SAS
2010-2011 DWI MONITORING TOOL 2 – ASSESSMENT/e508 SYSTEM
Areas deemed not
met are documented on the Review Findings and Exit Form. Forms are signed by the
Provider indicating acknowledge of findings that result in Plan(s) of Correction as required by Division
Policy ACC002 and the Office of DWI Services.
2010-2011 DWI Monitoring Tool 2 Page 3
ADDITIONAL COMMENTS
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NC DIVISION of MH/DD/SAS
2010-2011 DWI MONITORING TOOL 2 – ASSESSMENT/e508 SYSTEM
Areas deemed not
met are documented on the Review Findings and Exit Form. Forms are signed by the
Provider indicating acknowledge of findings that result in Plan(s) of Correction as required by Division
Policy ACC002 and the Office of DWI Services.
2010-2011 DWI Monitoring Tool 2 Page 4
ADDITIONAL COMMENTS
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Form Information

Fact Name Description
Purpose of the Form The 508 form is utilized for assessing clients in the context of Driving While Intoxicated (DWI) services in North Carolina, ensuring compliance with state regulations.
Governing Laws This form operates under various regulations, including 10A NCAC 27G.0104, Division Policy ACC002, and G.S. 20-28.
Client Documentation Providers must ensure that client signatures are obtained on consent forms and that clients receive updated lists of DWI providers in their area.
Submission Timeline Certificates of Completion must be submitted to the state office within two weeks following the assessment date.

Detailed Guide for Filling Out 508 From Nc Dwi Services

Completing the 508 Form for NC DWI Services involves several steps to ensure all required information is accurately provided. After filling out the form, it will be submitted for review, and any necessary corrective actions will be addressed based on the findings documented in the form.

  1. Start by entering the Provider/Facility Name and Provider Code at the top of the form.
  2. Fill in the Client Name and Record # to identify the individual being assessed.
  3. Document the Assessment Date and Control # for reference.
  4. Check the box if this is a Driving While License Revoked (DWLR) Assessment.
  5. In Section I, verify that the staff member conducting the assessment is qualified as per NCSAPPB standards.
  6. In Section II, provide evidence of DSM-IV diagnosis, including any relevant codes.
  7. Ensure that the client's signature is present, indicating they received an updated list of DWI Providers.
  8. Confirm that the client has signed the Consent Form for Release of Information.
  9. In Section III, check that the Certificate of Completion was submitted within two weeks of the assessment date.
  10. Document that the provider has managed the e508 system effectively, noting any exceptions.
  11. Indicate if efforts were made to resolve any holds or rejects associated with the client record.
  12. Ensure that the Certificate of Completion Form is signed by professional staff and placed in the client file.
  13. In Section IV, provide the clinical assessment diagnosis and any relevant remission status.
  14. Complete the comments section, noting any areas of noncompliance that require a Plan of Correction.
  15. Finally, ensure the Reviewer Signature and Date are filled out at the bottom of the form.

Obtain Answers on 508 From Nc Dwi Services

  1. What is the purpose of the 508 Form for NC DWI Services?

    The 508 Form is designed to facilitate the assessment and documentation process for individuals undergoing evaluations related to Driving While Impaired (DWI) offenses in North Carolina. It ensures that all necessary information is collected, assessed, and submitted to the appropriate authorities, adhering to state policies.

  2. Who is required to complete the 508 Form?

    The form must be completed by qualified assessment providers who are certified by the North Carolina Substance Abuse Professional Practice Board (NCSAPPB). These professionals are responsible for conducting clinical assessments and documenting findings accurately.

  3. What information is included in the 508 Form?

    The form includes various sections that cover:

    • Staff credentials and approvals for assessment providers.
    • Clinical assessment details, including DSM-IV diagnosis and ASAM Patient Criteria.
    • Documentation of client signatures for consent and communication.
    • Evidence of submission of the Certificate of Completion within the required timeframe.

  4. What happens if an area is deemed not met during the assessment?

    If any areas of the assessment are marked as not met, these findings are documented on the Review Findings and Exit Form. The provider must acknowledge these findings by signing the form, which may lead to the development of a Plan of Correction as required by Division Policy.

  5. How is the Certificate of Completion handled?

    The Certificate of Completion must be submitted to the state office within two weeks of the assessment date. It should be signed by the professional staff and included in the client’s file. This ensures that all necessary documentation is properly filed and recorded.

  6. What should a provider do if there are holds or rejects in the e508 system?

    Providers are responsible for managing the e508 system effectively. They should actively work to resolve any holds or rejects associated with a client record. Documenting these efforts and any exceptions is crucial for compliance and to ensure the assessment process continues smoothly.

Common mistakes

When filling out the 508 Form from NC DWI Services, individuals often make several common mistakes that can lead to complications in processing. One significant error is neglecting to provide complete information in the CLIENT NAME and PROVIDER/FACILITY NAME fields. Omitting these details can delay the assessment process and create confusion regarding the identity of the client and the provider involved.

Another frequent mistake involves misinterpreting the rating system for the SYSTEM COMPLIANCE FOR ASSESSMENT. Many users mistakenly check the wrong boxes or fail to check any boxes at all. This oversight can result in an inaccurate representation of compliance, leading to potential issues with the assessment’s validity.

In Section II, the absence of a client signature can also pose a problem. It is crucial that the client acknowledges receipt of the updated list of DWI Providers. Without this signature, the form may be deemed incomplete, affecting the overall assessment process.

Documentation errors are another common pitfall. For instance, failing to submit the Certificate of Completion within the required two-week timeframe can have serious implications. If this deadline is missed, it may result in additional scrutiny from the state office and could potentially lead to penalties for the provider.

Moreover, some individuals overlook the necessity of documenting any holds or rejects within the e508 system. When these issues arise, it is essential to address them promptly. Ignoring such holds can complicate the assessment and result in further delays.

Another mistake involves misclassifying the assessment type. For instance, if the assessment pertains to a Driving While License Revoked (DWLR) case, failing to check the appropriate box can lead to a misalignment in the processing of the form. This oversight can create unnecessary complications and delays in the review process.

Additionally, individuals often forget to include the DATE SENT TO STATE OFFICE on the Certificate of Completion. This date is vital for tracking compliance and ensuring that all necessary steps have been followed. Without it, the documentation may be deemed insufficient.

Lastly, it is important to provide clear and detailed comments in the designated section. Many users either leave this section blank or provide vague remarks. This lack of specificity can hinder the review process and may result in a failure to address critical areas that require corrective action.

Documents used along the form

When dealing with the 508 Form from NC DWI Services, several other documents are often required to ensure compliance and proper processing. Each of these forms plays a crucial role in the assessment and monitoring process. Below is a list of commonly associated documents.

  • Review Findings and Exit Form: This form documents areas that were not met during the assessment. It is signed by the provider to acknowledge findings that may lead to a Plan of Correction.
  • Plan of Correction (POC): If any areas are deemed noncompliant, a POC outlines the steps that will be taken to address these issues. This is essential for maintaining standards.
  • Certificate of Completion Form: This document confirms that the assessment was completed and submitted to the State Office within the required timeframe. It is signed by professional staff and kept in the client file.
  • Consent Form for Release of Information: This form allows the sharing of client information with various agencies. It ensures that the client understands who will receive their data.
  • Clinical Assessment Report: A detailed report that provides evidence of the client's diagnosis based on the DSM-IV criteria. This is crucial for determining the appropriate treatment plan.
  • ASAM Patient Criteria Documentation: This document verifies that the assessment aligns with the American Society of Addiction Medicine criteria, ensuring that the client's treatment needs are appropriately addressed.
  • Additional Comments Sheet: Used for any extra notes or comments regarding the assessment process. This sheet can help clarify any concerns or observations noted during the evaluation.

Each of these documents contributes to a comprehensive understanding of the client's situation and the necessary steps for compliance. Ensuring that all forms are accurately completed and submitted on time is vital for effective monitoring and support.

Similar forms

The 508 Form from NC DWI Services serves a specific purpose in the assessment and monitoring of individuals with DWI offenses. It shares similarities with several other important documents used in similar contexts. Below are four documents that resemble the 508 Form, along with explanations of how they are alike:

  • Assessment Report: Like the 508 Form, an assessment report provides a detailed evaluation of a client's condition, including clinical assessments and diagnoses. Both documents require signatures to confirm the accuracy of the findings and to indicate that the client has been informed of their options.
  • Certificate of Completion: This document is crucial in confirming that a client has completed necessary programs or assessments. Similar to the 508 Form, it includes dates and signatures to ensure proper documentation and compliance with regulatory requirements.
  • Plan of Correction (POC): When areas of noncompliance are identified, a POC outlines the steps needed to address these issues. Both the POC and the 508 Form require documentation of findings and actions taken to correct deficiencies, emphasizing accountability and improvement.
  • Consent Form for Release of Information: This form is essential for ensuring that clients understand who will receive their information and why. The 508 Form also includes a section where client consent is documented, highlighting the importance of privacy and communication in the assessment process.

Dos and Don'ts

When filling out the 508 Form for NC DWI Services, it’s important to follow certain guidelines. Here are seven things you should and shouldn’t do:

  • Do ensure all sections are completed accurately. Each part of the form is crucial for proper assessment.
  • Don’t leave any required fields blank. Missing information can lead to delays or complications.
  • Do verify the qualifications of staff involved in the assessment. This is essential for compliance.
  • Don’t forget to include the client’s signature on necessary documents. This confirms their understanding and consent.
  • Do submit the Certificate of Completion within two weeks of the assessment date. Timeliness is key.
  • Don’t ignore holds or rejects in the e508 system. Address these issues promptly to avoid further complications.
  • Do keep detailed records of all findings and corrective actions taken. Documentation is vital for transparency.

Misconceptions

Understanding the 508 Form from NC DWI Services can be challenging, and several misconceptions often arise. Here are five common misunderstandings, along with clarifications to help clear things up.

  • Misconception 1: The 508 Form is only for individuals with a Driving While Intoxicated (DWI) charge.
  • This is incorrect. The 508 Form is also applicable to those who have had their license revoked for other reasons, including Driving While License Revoked (DWLR) assessments. It serves a broader purpose than just DWI cases.

  • Misconception 2: Completing the form guarantees immediate approval for treatment.
  • While the form is a necessary step in the assessment process, it does not automatically result in treatment approval. The assessment must meet specific criteria, and the findings will determine the next steps.

  • Misconception 3: The client's signature is optional on the Consent Form for Release of Information.
  • This is a misunderstanding. The client's signature is mandatory. It ensures that the client agrees to share their information with relevant agencies, which is crucial for effective communication and treatment planning.

  • Misconception 4: Providers can submit the Certificate of Completion at any time after the assessment.
  • In reality, the Certificate of Completion must be submitted within two weeks of the assessment date. Timely submission is essential for compliance and to avoid potential issues with the assessment process.

  • Misconception 5: The 508 Form is a one-time requirement; it doesn't need to be updated.
  • This is not true. The form may need updates based on ongoing assessments and any changes in the client's status. Continuous documentation is vital for accurate tracking and compliance.

Key takeaways

When filling out and using the 508 Form for NC DWI Services, keep these key takeaways in mind:

  • Ensure Accuracy: Fill in all required fields accurately, including the Provider Name, Client Name, and Assessment Date.
  • Staff Credentials: Confirm that the staff completing the assessments are qualified and verified by NCSAPPB.
  • Clinical Assessment: Provide evidence of a DSM-IV diagnosis as determined during the clinical assessment.
  • Client Signature: Ensure the client signs the form, acknowledging receipt of the updated list of DWI Providers.
  • Certificate of Completion: Submit the Certificate of Completion within two weeks of the assessment date to comply with regulations.
  • e508 System Management: Maintain accurate records in the e508 system, ensuring all steps are completed for the assessment.
  • Resolve Issues Promptly: Address any holds or rejects in the e508 system associated with the client record as soon as possible.
  • Documentation is Key: Document any areas of noncompliance and provide details to support findings for corrective actions.